Purpose
The Ethics and Compliance Commission supports AFG members by providing insights on related topics, particularly through the publication of practical guides.
Comprised of Heads of Compliance and Internal Control (RCCI), the Commission aids asset management companies in effectively adapting to regulatory developments and promotes the adoption of best practices.
The following working groups are attached to the Ethics and Compliance Commission:
- Anti-Money Laundering Working Group (WG)
- Cybersecurity and procedures Working group (WG)
- GDPR Working Group
- Market Abuse Working Group
- Working Group on the Update of the Code of Ethics (WG)
A Variable Compensation Committee is also attached to the Ethics and Compliance Committee
Objectives
- Discuter des meilleures pratiques en matière de déontologie et de conformité, en particulier en ce qui concerne les procédures et les obligations de reporting des RCCI (Responsables de la Conformité et du Contrôle Interne).
- Respond to consultations and address inquiries on compliance issues, in collaboration with other AFG commissions and committees as needed.
- Propose regulatory advancements on topics addressed by the commission.
- Actively contribute to the development of ethics regulations and industry-wide initiatives, working in partnership with public authorities and other professional associations.
